“卡脖子”关键核心技术壁垒的关键特征、运行机制与应对策略
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Key Features, Operating Mechanism and Countermeasures of "Sticky neck" Key Core Technical Barriers
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    摘要:

    基于1997—2022年美国对华实体清单信息,系统分析“卡脖子”关键核心技术壁垒的关键特征,并依据上述外在特征构建关键核心技术壁垒运行的三维动态模型探究其底层运行机制。研究发现,美国设置的对华关键核心技术壁垒具有对象多元、方向特定、过程全流程、政策目的多重、配套政策多维、壁垒力量多边等六大特征,相应地,其运行遵循瞄准重点产业链的全流程打压、多重目标下多维政策组合遏制与多边联合诱发关键核心技术壁垒升级等三大机制。最终依据上述运行机制,有针对性地提出加强关键核心技术壁垒研究与建立“卡脖子”风险排查预警机制,健全以产业领军企业主导、政府多维政策支撑的关键核心技术攻关新型举国体制以及坚持开放国际技术合作、积极参与国际标准与规则制定的应对策略。

    Abstract:

    Based on the US entity list information to China from 1997 to 2022, the key features of the "choke" key core technical barriers are systematically analyzed, and a three-dimensional dynamic model for the operation of the key core technical barriers is constructed according to the external key features to explore its underlying operating mechanism. It is found that the key core technical barriers to China set by the United States have six characteristics: multiple objects, specific directions, the whole process, multiple policy objectives, multiple supporting policies, and multilateral barriers. Accordingly, its operation follows three mechanisms: the whole process of targeting key industrial chains, multi-dimensional policy combination containment under multiple objectives, and multilateral cooperation to induce the upgrading of key core technical barriers. Finally, based on the above operating mechanism, targeted suggestions were put forward ,including strengthening the research on key core technical barriers and establish a "choke" risk screening and early warning mechanism, improving the new nationwide system for tackling key core technologies led by industry leading enterprises and supported by multi-dimensional policies of the government, and maintaining open international technical cooperation and actively participate in the formulation of international standards and rules.

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张亚东,何海燕,孙磊华,常晓涵.“卡脖子”关键核心技术壁垒的关键特征、运行机制与应对策略[J].科技与产业,2023,23(05):1-6

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  • 在线发布日期: 2023-04-20
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